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| Role | Company Name | Ticker | Market | Offering Type | Status | ||||
| Transfer Agent | AFFINION GROUP HOLDINGS, INC. | ꥨ | ꥨ | Initial | Withdrawn | ||||
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| Auditor | AG FINANCIAL INVESTMENT TRUST INC | ꥨ | New York Stock Exchange | Initial | Withdrawn | ||||
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| Transfer Agent | AG FINANCIAL INVESTMENT TRUST INC | ꥨ | New York Stock Exchange | Initial | Withdrawn | ||||
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| Transfer Agent | AGFEED ANIMAL NUTRITION HOLDINGS, INC. | ꥨ | Nasdaq National Market | Initial | Withdrawn | ||||
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| Transfer Agent | AGL RESOURCES INC | ATG. | New York Stock Exchange | Initial | Priced | ||||
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| Transfer Agent | AGRIA CORP | GRO | New York Stock Exchange | Initial | Priced | ||||
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| Underwriter - Lead | AGRITOPE INC | AGTO | Nasdaq SmallCap Market | Initial | Priced | ||||
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| Underwriter | AINA LE'A INC. | AINA | Nasdaq National Market | Initial | Filed | ||||
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| Transfer Agent | AIRMEDIA GROUP INC. | AMCN | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | AIRSHARES(TM) EU CARBON ALLOWANCES FUND | ASO | New York Stock Exchange | Initial | Priced | ||||
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| Transfer Agent | AKRION, INC. | ꥨ | Nasdaq National Market | Initial | Withdrawn | ||||
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| Transfer Agent | AKRION, INC. | ꥨ | Nasdaq National Market | Initial | Withdrawn | ||||
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| Transfer Agent | ALBECCA INC | ꥨ | New York Stock Exchange | Initial | Withdrawn | ||||
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| Transfer Agent | ALDA OFFICE PROPERTIES, INC. | AOPI | Nasdaq SmallCap Market | Initial | Filed | ||||
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| Underwriter | ALLERGAN SPECIALTY THERAPEUTICS INC | ASTI | Nasdaq National Market | Initial | Priced | ||||
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| Transfer Agent | ALMA LASERS LTD. | ꥨ | Nasdaq National Market | Initial | Withdrawn | ||||
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| Underwriter | ALON BRANDS, INC. | ꥨ | New York Stock Exchange | Initial | Withdrawn | ||||
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| Transfer Agent | ALPHA & OMEGA SEMICONDUCTOR LTD | AOSL | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter - Lead | ALPHATECH INC | ꥨ | ꥨ | Initial | Withdrawn | ||||
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| Transfer Agent | AMBOW EDUCATION HOLDING LTD. | AMBO | New York Stock Exchange | Initial | Priced | ||||
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| Transfer Agent | AMC ENTERTAINMENT HOLDINGS, INC. | AMC | ꥨ | Initial | Withdrawn | ||||
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| Transfer Agent | AMEGY BANCORPORATION, INC. | SWBT | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | AMERICAN CAPITAL HOLDINGS INC | ꥨ | American Stock Exchange | Initial | Withdrawn | ||||
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| Underwriter | AMERICAN FAMILY HOLDINGS INC | ꥨ | ꥨ | Initial | Withdrawn | ||||
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| Underwriter - Lead | AMERICAN LEISURE HOLDINGS, INC. | ꥨ | ꥨ | Initial | Withdrawn | ||||
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