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| Role | Company Name | Ticker | Market | Offering Type | Status | ||||
| Underwriter - Lead | 1-900 JACKPOT, INC. | | | Initial | Filed | ||||
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| Transfer Agent | 21VIANET GROUP, INC. | VNET | Nasdaq National Market | Initial | Priced | ||||
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| Transfer Agent | 3SBIO INC. | SSRX | Nasdaq National Market | Initial | Priced | ||||
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| Transfer Agent | 51JOB, INC. | JOBS | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter - Lead | 555JOBS COM | | | Initial | Filed | ||||
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| Transfer Agent | 7 DAYS GROUP HOLDINGS LTD | SVN | New York Stock Exchange | Initial | Priced | ||||
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| Transfer Agent | 808 RENEWABLE ENERGY CORP | | American Stock Exchange | Initial | Filed | ||||
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| Underwriter - Lead | ABACUS RESEARCH & DEVELOPMENT INC | | | Initial | Filed | ||||
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| Underwriter | ABIDON INC | ABDN | Nasdaq National Market | Initial | Filed | ||||
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| Transfer Agent | ACCENT OPTICAL TECHNOLOGIES INC | | Nasdaq National Market | Initial | Withdrawn | ||||
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| Transfer Agent | ACCESS TELEVISION NETWORK INC | | Nasdaq National Market | Initial | Withdrawn | ||||
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| Transfer Agent | ACCLARENT INC | | Nasdaq National Market | Initial | Withdrawn | ||||
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| Transfer Agent | ACCURO HEALTHCARE SOLUTIONS, INC. | | Nasdaq National Market | Initial | Withdrawn | ||||
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| Transfer Agent | ACORN INTERNATIONAL, INC. | ATV | New York Stock Exchange | Initial | Priced | ||||
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| Transfer Agent | ACQUITY GROUP LTD | AQ | American Stock Exchange | Initial | Priced | ||||
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| Transfer Agent | ACTIONS SEMICONDUCTOR CO., LTD. | ACTS | Nasdaq National Market | Initial | Priced | ||||
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| Transfer Agent | ACTIVANT SOLUTIONS HOLDINGS INC. | | Nasdaq National Market | Initial | Withdrawn | ||||
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| Transfer Agent | ACUSPHERE INC | | Nasdaq National Market | Initial | Withdrawn | ||||
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| Underwriter - Lead | ADARNA ENERGY CORP | | | Initial | Filed | ||||
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| Transfer Agent | ADCHINA LTD. | | Nasdaq National Market | Initial | Withdrawn | ||||
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| Underwriter - Lead | ADM ENTERPRISES INC | | | Initial | Withdrawn | ||||
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| Transfer Agent | ADNEXUS THERAPEUTICS, INC. | | Nasdaq National Market | Initial | Withdrawn | ||||
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| Transfer Agent | ADVANCE FINANCIAL BANCORP | AFBC | Nasdaq SmallCap Market | Initial | Priced | ||||
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| Transfer Agent | AEARO TECHNOLOGIES INC. | | New York Stock Exchange | Initial | Withdrawn | ||||
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| Underwriter | AFFINION GROUP HOLDINGS, INC. | | | Initial | Withdrawn | ||||
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