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| Role | Company Name | Ticker | Market | Offering Type | Status | ||||
| Underwriter | ACCENTIA BIOPHARMACEUTICALS INC | ABPI | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | ADAMS GOLF INC | ADGO | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | ADVANCE AMERICA, CASH ADVANCE CENTERS, INC. | AEA | New York Stock Exchange | Initial | Priced | ||||
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| Underwriter - Lead | ADVANCED COMMUNICATION SYSTEMS INC | ACSC | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | ADVANCED TECHNOLOGY ACQUISITION CORP. | AXC.U | American Stock Exchange | Initial | Priced | ||||
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| Underwriter - Lead | ALYST ACQUISITION CORP. | AYA.U | American Stock Exchange | Initial | Priced | ||||
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| Underwriter - Lead | AMERICAN SAFETY CAPITAL TRUST I | 㻸 | New York Stock Exchange | Initial | Withdrawn | ||||
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| Underwriter - Lead | ANTIGUA ENTERPRISES INC | 㻸 | Nasdaq National Market | Initial | Withdrawn | ||||
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| Underwriter - Lead | ATLAS INDUSTRIES HOLDINGS LLC | AAAA | Nasdaq National Market | Initial | Filed | ||||
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| Underwriter - Lead | BROUGHTON FOODS CO | MILK | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | CARDINAL FINANCIAL CORP | CFNL | Nasdaq SmallCap Market | Initial | Priced | ||||
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| Underwriter - Lead | CHINA ENERGY PARTNERS INC. | 㻸 | American Stock Exchange | Initial | Filed | ||||
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| Underwriter | CHINA GROWTH ALLIANCE LTD | 㻸 | Nasdaq SmallCap Market | Initial | Withdrawn | ||||
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| Underwriter - Lead | CHINA HEALTHCARE ACQUISITION CORP. | CHM.U | American Stock Exchange | Initial | Priced | ||||
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| Underwriter | COLUMBIA EQUITY TRUST, INC. | COE | New York Stock Exchange | Initial | Priced | ||||
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| Underwriter - Lead | COMMUNITY TRUST BANCORP INC /KY/ | BPF | American Stock Exchange | Initial | Filed | ||||
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| Underwriter - Lead | COMPASS GROUP DIVERSIFIED HOLDINGS LLC | CODI | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | COMSTOCK HOLDING COMPANIES, INC. | CHCI | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | COUSINS PROPERTIES INC | CUZ.B | New York Stock Exchange | Initial | Priced | ||||
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| Underwriter - Lead | COVANSYS CORP | CBSL | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter - Lead | CREDITRUST CORP | CRDT | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | DFC GLOBAL CORP. | DLLR | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter - Lead | EDUCATION MEDIA, INC. | 㻸 | American Stock Exchange | Initial | Withdrawn | ||||
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| Underwriter | ENERGY INFRASTRUCTURE ACQUISITION CORP. | EIIU | American Stock Exchange | Initial | Priced | ||||
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| Underwriter - Lead | ENERGY SERVICES OF AMERICA CORP | ESA.U | American Stock Exchange | Initial | Priced | ||||
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