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| Role | Company Name | Ticker | Market | Offering Type | Status | ||||
| Underwriter | A 55 INC | ꆀ | Nasdaq National Market | Initial | Withdrawn | ||||
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| Underwriter | ACTIVE SOFTWARE INC | ASWX | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter - Lead | AIRONET WIRELESS COMMUNICATIONS INC | AIRO | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | ALLAIRE CORP | ALLR | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | ALLAIRE CORP | ꆀ | Nasdaq National Market | Initial | Withdrawn | ||||
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| Underwriter | ALLOY INC | ALOY | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | ALTIGEN COMMUNICATIONS INC | ATGN | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | AMERICAN NATIONAL CAN GROUP INC | CAN | New York Stock Exchange | Initial | Priced | ||||
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| Underwriter | APPALACHIAN NATURAL GAS TRUST | ANG | New York Stock Exchange | Initial | Filed | ||||
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| Underwriter | APTIMUS INC | FSHP | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | ARIBA INC | ARBA | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | BE FREE INC | BFRE | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | BLUCORA, INC. | INSP | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | BLUE COAT SYSTEMS INC | CFLO | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | BLUE RHINO CORP | RINO | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | BROADBASE SOFTWARE INC | BBSW | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | BROCADE COMMUNICATIONS SYSTEMS INC | BRCD | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | CENTRA SOFTWARE INC | CTRA | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | CERENT CORP | ꆀ | Nasdaq National Market | Initial | Withdrawn | ||||
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| Underwriter - Lead | CHEAP TICKETS INC | CTIX | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter - Lead | COBIZ FINANCIAL INC | COBZ | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | COM21 INC | CMTO | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | COMERICA INC /NEW/ | CMA.Z | New York Stock Exchange | Initial | Priced | ||||
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| Underwriter | COPPER MOUNTAIN NETWORKS INC | CMTN | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | CRITICAL PATH INC | CPTH | Nasdaq National Market | Initial | Priced | ||||
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