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| Role | Company Name | Ticker | Market | Offering Type | Status | ||||
| Underwriter - Lead | CROSS MATCH TECHNOLOGIES, INC. | え | Nasdaq National Market | Initial | Withdrawn | ||||
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| Underwriter | INSTINET GROUP INC | INET | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter - Lead | INSTITUTIONAL FINANCIAL MARKETS, INC. | SFO | New York Stock Exchange | Initial | Priced | ||||
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| Underwriter | ODIMO INC | ODMO | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter - Lead | OVERSTOCK.COM, INC | OSTK | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | QUINTON CARDIOLOGY SYSTEMS INC | QUIN | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter - Lead | RITZ INTERACTIVE, INC. | え | Nasdaq National Market | Initial | Withdrawn | ||||
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| Underwriter - Lead | SHANGHAI CENTURY ACQUISITION CORP | SHA-U | American Stock Exchange | Initial | Priced | ||||
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| Underwriter | SILICON MOTION TECHNOLOGY CORP | SIMO | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | XINHUA SPORTS & ENTERTAINMENT LTD | XFML | Nasdaq National Market | Initial | Priced | ||||
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