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| Role | Company Name | Ticker | Market | Offering Type | Status | ||||
| Underwriter | AIR LEASE CORP | AL | New York Stock Exchange | Initial | Priced | ||||
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| Underwriter | AMBOW EDUCATION HOLDING LTD. | AMBO | New York Stock Exchange | Initial | Priced | ||||
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| Underwriter | AVAST SOFTWARE N.V. | 뜠 | Nasdaq National Market | Initial | Withdrawn | ||||
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| Underwriter | AVEON GROUP L.P. | AVO | New York Stock Exchange | Initial | Filed | ||||
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| Underwriter | CBOE HOLDINGS, INC. | CBOE | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | CDC SOFTWARE CORP | CDCS | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | FIRST WIND HOLDINGS INC. | 뜠 | Nasdaq National Market | Initial | Withdrawn | ||||
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| Underwriter | FORTEGRA FINANCIAL CORP | FRF | New York Stock Exchange | Initial | Priced | ||||
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| Underwriter | LIBERTY MUTUAL AGENCY CORP | 뜠 | Nasdaq National Market | Initial | Withdrawn | ||||
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| Underwriter - Lead | LOYALTY ALLIANCE ENTERPRISE CORP | LAEC | Nasdaq National Market | Initial | Filed | ||||
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| Underwriter - Lead | MMODAL INC. | MEDH | Nasdaq National Market | Initial | Priced | ||||
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| Underwriter | NET ELEMENT INTERNATIONAL, INC. | CAZAU | Nasdaq Smallcap Market | Initial | Priced | ||||
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| Underwriter | NORTHERN TIER ENERGY LP | NTI | New York Stock Exchange | Initial | Priced | ||||
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| Underwriter | PLAINSCAPITAL CORP | 뜠 | New York Stock Exchange | Initial | Withdrawn | ||||
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| Underwriter | STR HOLDINGS, INC. | STRI | New York Stock Exchange | Initial | Priced | ||||
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| Underwriter | VISA INC. | V | New York Stock Exchange | Initial | Priced | ||||
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